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About Company
Invesco is an independent global investment management firm dedicated to delivering an investment experience that helps people get more out of life. Great ideas transcend borders at Invesco..
Job details
- Company Name: Invesco
- Location :Hyderabad/Secunderabad
- Post Name: Analyst
- Qualification: CA/B.Com/BBA/M.Com/MBA
- Experience:04-07+Years
- No of Vacancies:Not Disclosed By Recruiter
- Details of Salary: Not Disclosed By Recruiter
Job description
- Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system
- Regular Rule maintenance on trading application i.e. Aladdin
- Conduct Account Mapping / Review viz a viz applicable rule
- Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules on order management system
- Address compliance alerts/warnings (mainly overnight compliance) related to trading strategies and the application of technology related or manual controls created and applied during this process
- Perform review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with relevant stakeholders to ensure rectification
- Assist in resolving queries with regional compliance teams
- Assist with ongoing review of relevant processes and procedures to ensure best practice
- Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership
- Conduct forensic, periodic, and transactional testing to ensure compliance of the investment manager, with all applicable state, federal and self-regulatory agency requirements.
- Interact with members of regional and global compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
