Invesco Hiring CA/B.Com/M.Com/MBA/Degree in Commerce/Finance For Compliance Analyst.
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About Company
Invesco Ltd. is an American independent investment management company that is headquartered in Atlanta, Georgia, United States, and has branch offices in 20 countries.
Its common stock is a constituent of the S&P 500 and trades on the New York stock exchange.
Job details
- Company Name: Invesco
- Location : Andhra Pradesh
- Post Name: Compliance Analyst
- Qualification: CA/B.Com/M.Com/MBA/Degree in Commerce/Finance
- Experience: 01+years
- No of Vacancies:Not Disclosed
- Salary: Not Disclosed
Job description
- Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system
- Regular Rule maintenance on trading application i.e. Charles River Development (CRD)
- Conduct Account Mapping / Review viz a viz applicable rule
- Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules on order management system
- Address compliance alerts/warnings (mainly overnight compliance) related to trading strategies and the application of technology related or manual controls created and applied during this process
- Perform review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with relevant stakeholders to ensure rectification
- Assist in resolving queries with regional compliance teams
- Assist with ongoing review of relevant processes and procedures to ensure best practice
- Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership
- Conduct forensic, periodic, and transactional testing to ensure compliance of the investment manager, with all applicable state, federal and self-regulatory agency requirements.
