TresVista Financial Services Hiring CA,B.Com,M.Com,CA,LLB for Senior Associate Compliance.
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About Company
TresVista provides highly skilled outsourcing support to financial services firms across geographies, asset classes, and sizes.
They strive to meet our client’s needs by providing dedicated teams that integrate with our client’s operating strategy across the value chain of activities.
Job details:
- Company Name: TresVista Financial Services
- Location : Pune, Bengaluru
- Post Name: Senior Associate Compliance
- Qualification: CA,B.Com,M.Com,CA,LLB
- Experience :05-10+ years of relevant experience
- No of Vacancies:01
- Salary:Not Disclosed
Job description:
- Establishing and implementing contractual processes in compliance with laws, rules, and regulations
- Standardizing contracts across clients/industries to the extent possible
- Staying abreast of regulatory laws and ensuring compliance
- Providing clarification/interpretations of guidelines to operational departments
- Accessing the compliance risks on new products/processes and suggest steps for mitigation of risks
- Placing yearly half-yearly reports before the SVP/MD on the compliance failures /breaches by the operational departments & co-ordinate for rectification
- Reviewing the operational policies on an annual basis
- Acting as a focal point on all matters relating to information security and disseminating regular information and advice when necessary to management and users
