Franklin Templeton Recruiting CA,ICWA(CMA),B.Com,BBA/BMS,CPA,CIA,CFIRS/CTA,CISA for the position Compliance Analyst.
Company Name | Franklin Templeton |
Location | Hyderabad/Secunderabad |
Salary Offering | ₹ 3,00,000 – 5,00,000 P.A. |
Hiring Designation | Compliance Analyst |
Experience Required | 00-02+Years |
Qualification | CA,ICWA(CMA),B.Com,BBA/BMS,CPA,CIA,CFIRS/CTA,CISA |
No Vacancy | Not Disclosed |
- To conduct second line compliance reviews as per the annual monitoring & testing plan.
- To test the adequacy of controls in place within the business and to identify potential and actual breaches.
- Prepare reports to inform key stakeholders of the outcome of monitoring and review work, including rating findings and assigning owners/actions.
- Contribute to the continuous improvement of RCMTs monitoring approaches.
- Ensure local Compliance monitoring activities are considered and leveraged, where possible, for relevant Global reviews.
- Under supervision, responsible for planning and executing reviews within the global organization, testing controls, documenting working papers and drafting reports.
- Review Planning and Execution Assisting with planning and executing reviews and special projects, including meeting with Compliance Officers and business unit management, documenting the control environment, documenting control weaknesses , regulatory risks, and observations / recommendations.
- Review finalization Finalizing reviews, including participating in exit meetings and drafting review reports.
- Managing Relationships Assisting with meeting and interacting with key stakeholders including Compliance Officers, Business Unit management and other assurance teams as required.
- Developing Analytics – as required for each review developing data analytics to help assist sampling or to support results of testing.